Deregulation: The impact on a compliance officer — PIA interactions

Abstract

This paper considers, from a compliance officer's viewpoint, the interaction between financial services firms and the PIA. This relationship is looked at in the context of Project Evolution and recommendations for improving the relationship are made.

Citation

Thomas, W. (1997), "Deregulation: The impact on a compliance officer — PIA interactions", Journal of Financial Regulation and Compliance, Vol. 5 No. 3, pp. 236-242. https://doi.org/10.1108/eb024931