Table of contents
Executive compensation in the UK
Kevin KeaseyWhile executive compensation has attracted quite a lot of media interest in the UK over the past decade, it is worth emphasising that the debate in the UK has had far less “heat”…
Treating customers fairly
Jonathan EdwardsTo provide a practical insight into the Financial Services Authority's (FSA) “Treating Customers Fairly” (TCF) initiative for financial services firms endeavouring to implement…
Re‐thinking the regulatory environment of credit reporting: Could legislation stem privacy and discrimination concerns?
Federico F. FerrettiThis paper examines the activities carried out in the UK by credit refer agencies, current business practices, and the legal standing of credit reporting.
Reforming provident and pension fund regulation in India
Mukul G. Asher, Amarendu NandyTo examine the case for reforming India's current provident and pension fund governance and regulatory structures.
Product innovation and consumer choice in the UK financial services industry
Laura A. Costanzo, John K. AshtonWithin the UK, low levels of saving has been a continuing policy concern for both government and financial regulators. Why individuals save less than might be expected has been…
“Are you the weakest link?” The FSA's financial crime review
Richard Burger, Samantha HattThe FSA Financial Crime Sector Leader, Philip Robinson, outlined the FSA's new policy on fraud within the regulated sector in his October 2004 speech. The FSA subsequently…
Financial Services and Markets Tribunal rules prohibition order is appropriate
Joanna GrayTo report and comment on the tribunal case Jonathan Milnroy Townrow v. Financial Services Authority.
Tribunal rejects FSA allegation of market abuse
Joanna GrayTo report and comment on the tribunal case Timothy Edward Baldwin and WRT Investments v. Financial Services Authority.
ISSN:
1358-1988Online date, start – end:
1992Copyright Holder:
Emerald Publishing LimitedOpen Access:
hybridEditor:
- Prof John Ashton