Journal of Financial Regulation and Compliance: Volume 16 Issue 4

Subject:

Table of contents

Politicians, central banks, and the shape of financial supervision architectures

Lucia Dalla Pellegrina, Donato Masciandaro

This paper aims to investigate the role of the quality of government on financial supervisory structures in different countries.

1103

Product market competition, regulation and dividend payout policy of Malaysian banks

Rashid Ameer

This paper aims to investigate the impact of the product market competition, regulations on the dividend policies of the listed banks, over the period 1995‐2005 in Malaysia.

2905

Compliance risk in Italian banks: the results of a survey

Giuliana Birindelli, Paola Ferretti

The objective of this paper is to highlight the results of a survey on compliance practices in Italian financial institutions (Italian banks and branches in Italy of foreign…

1353

The impact of corporate fairness on the bank‐SME relationship

Fatima Vegholm, Lars Silver

The United Kingdom Financial Services Authority's treating customers fairly initiative has drawn attention to a current trend that involves regulators using regulatory principles…

1241

Waste makes haste: Sarbanes‐Oxley, competitiveness and the subprime crisis

Donald Nordberg

The passage of the Sarbanes‐Oxley Act of 2002 followed hard on the collapses of Enron and WorldCom. Waste makes haste. Official reports for US government agencies worried that the…

1294

Efficiency of authoritative disclosure recommendations: Evidence from IFRS transition disclosure in Finland

Antti Miihkinen

This paper aims to explore the potential for disclosure recommendations given by authoritative supervisory bodies to reduce information asymmetry between the management and…

1303

Court of appeal confirms decision that claim in relation to pension transfer and drawdown advice is time barred

Joanna Gray

The article's aim is to report and comment on the Court of Appeal case Shore v. Sedgwick Financial Services Ltd & Others.

111
Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton