Journal of Financial Regulation and Compliance: Volume 28 Issue 3

Money laundering through banks in Dubai

Fabian Maximilian Teichmann, Marie-Christin Falker

The purpose of this paper is to illustrate how illegally obtained funds from Austria, Germany, Liechtenstein and Switzerland are laundered through the banking system in Dubai.

Equity crowdfunding and regulation: implications for the real estate sector in Italy

Enrico Battisti, Fabio Creta, Nicola Miglietta

This paper gathers initial evidence about the nature and features of the equity crowdfunding model in Italy, especially in terms of regulations. The purpose of this study is to…

Detection and analysis of occurrences of spoofing in the Brazilian capital market

Luisa Mendonça, Alan De Genaro

The purpose of this paper is to analyze a data set from a brokerage firm to find possible spoofing cases in ten stocks from the Ibovespa index. The studies proposed concerned the…

Mandatory adoption of IFRS and its effect on international stock listings in Canada

Shahid Khan, Khaled Abdou, Sudip Ghosh

The purpose of this study is to investigate if non-US/non-Canada (international) equity listings in the Canadian stock exchanges increased with the adoption of International…

Equity market reaction to regulatory reforms: a case study of Indian banks

Madhvi Sethi, Dipali Krishnakumar

Non-performing assets (NPAs) have been a cause of concern for the banking sector across the world and have invited a lot research interest, especially for emerging economies. In…

An empirical investigation into market risk disclosure: is there room to improve for Italian banks?

Salvatore Polizzi, Enzo Scannella

This paper aims to examine the market risk disclosure practices of large Italian banks. The contribution provides insights on the way banks should provide information about market…

Money laundering through consulting companies

Fabian Maximilian Teichmann, Marie-Christin Falker

The purpose of this paper is to illustrate how illegally obtained funds are laundered by employment of consulting companies in Austria, Germany, Liechtenstein and Switzerland.