Table of contents
Placing bankers in the front line: the secondary liability of bankers for their customers’ regulatory contravent
Eva LomnickaDescribes how the 1986 Financial Services Act gives the FSA power to pursue not only those breaching its rules but others who become involved in breaches by being “knowingly…
Third party liability: the risk of being sued by those damaged by regulatory or enforcement action
N. R. W. DavidsonRaises the problem for a bank asked by a third party to freeze the funds of a customer, with special reference to New Zealand; the bank faces liability whichever decision it…
Financial and economic sanctions ‐ from a perspective of international law and human rights
Anders KruseDiscusses the use of economic sanctions against terrorism and organised crime. Focuses on the low evidentiary threshold adopted by the United Nations Security Council’s Resolution…
International initiatives against corruption and money laundering: an overview
Abdullahi Y. ShehuExamines in detail the various international, legal, policy and institutional principles to deal with money laundering and corruption. Begins with the many United Nations (UN…
The risk of being sued by those damaged by regulatory or enforcement action: over‐regulation of financial services?
Paul Gully‐HartDiscusses the impact of regulatory and enforcement action on banking and financial services, focusing on Switzerland, which is one of the most developed financial centres…
Advising the Serious Organised Crime Agency: the role of the specialist prosecutors
David FitzpatrickIntroduces the UK’s Serious Organised Crime Agency (SOCA), which was set up in February 2004 and aims to reduce the profit incentive on serious crimes, disrupt criminal…
The development of international regulatory associations
Peter NevilleDescribes the four main international regulatory standard setters: the Basel Committee for Banking Supervision, the Financial Action Task Force on Money Laundering (FATF), the…
Risks to financial intermediaries and those who give advice on handling other people’s wealth
Ian ComiskyIllustrates the formidable obstacles facing an attorney who acts as a financial intermediary in US narcotics and other cases where forfeiture charges may be brought. Summarises…
Anti‐dumping measures and China
Yuhan LiuDefines dumping as the sale of goods onto the market of an importing country at less than their normal value on the domestic market, and explains the economic rationale behind…
ISSN:
1359-0790Online date, start – end:
1993Copyright Holder:
Emerald Publishing LimitedOpen Access:
hybridEditors:
- Dr Li Hong Xing
- Prof Barry Rider